Regulation & Compliance

Markets, Regulators Not Yet United on Mifid II

Just over a week into Europe’s new financial regulatory regime, Joanne Faulkner assess the key challenges that still lie ahead as market participants and regulators alike grapple with the data and reporting requirements of Mifid II.

What to Do About Mifid II

Europe’s regulatory big bang arrives today as an evolving set of rules rather than a finished product.

Law & Disorder: US Preps Defense Against Mifid II

As Mifid II's deadline approaches, US firms affected by the rules are still waiting for regulators to resolve crucial conflicts between European and American laws, and are likely to be making adjustments well after the deadline has passed, reports…

December 2017: Mifid II: The Gift that Keeps on Giving

If you’ve left your Christmas shopping until the last minute, you’re not alone: Many financial market participants have also fallen behind with their plans for the holidays—and specifically for New Year, after which the second iteration of Europe’s…

The KIDs Are Alright (But the Priips Still Have Issues)

Europe’s Packaged Retail and Insurance-based Investment Products becomes law on January 1, 2018. In-scope market participants racing to meet its significant data and reporting challenges all face the same hurdle: how to calculate implicit costs. Jamie…

You need to sign in to use this feature. If you don’t have a WatersTechnology account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: